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Brian McCormick, CIMA®

Brian McCormick, CIMA®

Manager, Investment Management and Research

  • Manages evaluation, selection, and dissemination of research in the small- and mid-cap asset classes
  • Conducts research and due diligence on exchange-traded products
  • Responds to advisor inquiries on various investment topics, including asset allocation, mutual funds, exchange-traded funds, and separate account managers
  • Holds FINRA Series 7, 24, and 63 securities registrations and the Certified Investment Management AnalystSM (CIMA®) designation
  • Holds a BS in management from Quinnipiac University
  • Has prior experience in positions at Signator Investors and Putnam Investments